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  M1A (Set 1)

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  4 Aug 2025
  CMFAS M1A Exam Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.

• 

  M1B (Set 2)

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  4 Aug 2025
  CMFAS M1B Exam Question:

  Which stage of the money laundering process refers to the creation of financial transactions designed to disguise the audit trail of money laundering?

  a) Placement stage

  b) Layering stage

  c) Integration stage

  d) Transfer stage

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  M3 (Set 1)

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  4 Aug 2025
  CMFAS M3 Exam Question:

  An individual who is engaged in central dealing for funds managed by related entities of a Licensed Fund Managed Company (LFMC) can be any of the following types of representatives except:

  a) appointed representatives

  b) external representatives

  c) provisional representatives

  d) temporary representatives

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  M8, M8A, CGI Set A, CGI Set B

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