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  M5 (Set 1)

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  4 Aug 2025
  CMFAS M5 Exam Question:

  Which of the following statements regarding Financial Advisers is NOT true?

  a) A financial adviser who provides financial advisory service in respect of securities has to maintain a register of its interest in securities.

  b) A financial adviser can withdraw monies related to a contract of insurance
  from a bank account maintained by it.

  c) A financial adviser can disclose to its clients any information on past performance in relation to a Collective Investment Scheme based on the simulated results of a hypothetical Collective Investment Scheme.

  d) A financial adviser can make comparisons of the past performance of a Collective Investment Scheme with that of another Collective Investment Scheme to a client.

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  M8, M8A, CGI Set A, CGI Set B

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  M6A (Set 1)

  $19.90 Add to cart

   
  4 Aug 2025
  CMFAS M6A Exam Question:

  Which of the following types of orders is filled immediately at the best possible price?

  a) Limit Order

  b) Market Order

  c) Stop Order

  d) Market-if-Touched Order

• 

  M1B (Set 1)

  $19.90 Add to cart

   
  4 Aug 2025
  CMFAS M1B Exam Question:

  A person who is aware of an investigation regarding a money laundering case and discloses to any other person information which is likely to prejudice the investigation is guilty of a:

  a) money laundering offence.

  b) tipping-off offence.

  c) suspicious transaction reporting (STR) offence.

  d) failure to comply with Production Order offence.