Related products

• 

  M1A (Set 1)

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  3 Apr 2025
  CMFAS M1A Exam Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.

• 

  M1A (Set 2)

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  3 Apr 2025
  CMFAS M1A Exam Question:

  Which of the following statements regarding a Designated Market-Maker is FALSE?

  a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.

  b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.

  c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.

  d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.

• 

  M6A (Set 1)

  $19.90 Add to cart

   
  3 Apr 2025
  CMFAS M6A Exam Question:

  Which of the following types of orders is filled immediately at the best possible price?

  a) Limit Order

  b) Market Order

  c) Stop Order

  d) Market-if-Touched Order

• 

  BCP Set C

  $14.90 Add to cart

   
  3 Apr 2025
  BCP Exam Question:

  Which of the following is a method to use such that a risk and its potential financial consequences can be transferred to another party without the use of insurance?

  a) Risk transfer

  b) Risk pooling

  c) Non-insurance transfer

  d) Non-insurance pooling