Related products

• 

  M1B (Set 1)

  $19.90 Add to cart

   
  3 Apr 2025
  CMFAS M1B Exam Question:

  A person who is aware of an investigation regarding a money laundering case and discloses to any other person information which is likely to prejudice the investigation is guilty of a:

  a) money laundering offence.

  b) tipping-off offence.

  c) suspicious transaction reporting (STR) offence.

  d) failure to comply with Production Order offence.

• 

  M5 (Set 2)

  $19.90 Add to cart

   
  3 Apr 2025
  CMFAS M5 Exam Question:

  A financial adviser must disclose all of the following except:

  a) any lien imposed on a life policy.

  b) the bid and offer prices of a collective investment scheme with a single pricing scheme.

  c) the risk factors that may result in the benefits payable to be less than that illustrated in the benefit illustration.

  d) whether the units of a collective investment scheme will be priced on a historical or forward basis.

• 

  M1A (Set 1)

  $19.90 Add to cart

   
  3 Apr 2025
  CMFAS M1A Exam Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.

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  M6A (Corporate Package)

  $199.00 Add to cart