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  Which of the following statements about ‘common law’ is NOT TRUE?

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  d) It cannot be modified by the mutual agreement of parties to a contract.

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  A person who is aware of an investigation regarding a money laundering case and discloses to any other person information which is likely to prejudice the investigation is guilty of a:

  a) money laundering offence.

  b) tipping-off offence.

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  d) failure to comply with Production Order offence.

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  CMFAS M1A Mock Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

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