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• 

  M1A (Set 1)

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  4 Aug 2025
  CMFAS M1A Exam Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.

• 

  M1A (Set 2)

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  4 Aug 2025
  CMFAS M1A Exam Question:

  Which of the following statements regarding a Designated Market-Maker is FALSE?

  a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.

  b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.

  c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.

  d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.

• 

  M1B (Set 1)

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  4 Aug 2025
  CMFAS M1B Exam Question:

  A person who is aware of an investigation regarding a money laundering case and discloses to any other person information which is likely to prejudice the investigation is guilty of a:

  a) money laundering offence.

  b) tipping-off offence.

  c) suspicious transaction reporting (STR) offence.

  d) failure to comply with Production Order offence.

• 

  BCP Set A

  $14.90 Add to cart

   
  4 Aug 2025
  BCP Exam Question:

  Which of the following statements about ‘common law’ is NOT TRUE?

  a) It is sometimes called ‘unwritten law’.

  b) It consists of generally accepted rules and requirements that a civilized society will consider automatic.

  c) It can be modified or abolished by statute law.

  d) It cannot be modified by the mutual agreement of parties to a contract.