The RES 1B exam comprises of 60 questions, time given is 1.5 hours and the passing mark is 75%.
RES 1B (Set 2)
RES 1B (Set 2)
$19.90
4 Aug 2025
CMFAS RES 1B Exam Question:
Which stage of the money laundering process refers to the creation of financial transactions designed to disguise the audit trail of money laundering?
a) Placement stage
b) Layering stage
c) Integration stage
d) Transfer stage
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RES 1B (Set 1)
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4 Aug 2025
CMFAS RES 1B Exam Question:A person who is aware of an investigation regarding a money laundering case and discloses to any other person information which is likely to prejudice the investigation is guilty of a:
a) money laundering offence.
b) tipping-off offence.
c) suspicious transaction reporting (STR) offence.
d) failure to comply with Production Order offence.
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BCP Set C
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BCP Exam Question:Which of the following is a method to use such that a risk and its potential financial consequences can be transferred to another party without the use of insurance?
a) Risk transfer
b) Risk pooling
c) Non-insurance transfer
d) Non-insurance pooling
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M1A (Set 1)
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4 Aug 2025
CMFAS M1A Exam Question:A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:
a) was allowed by the CMS Licence Holder.
b) was advised by the CMS Licence Holder.
c) was not solicited by the CMS Licence Holder.
d) was not incited by the CMS Licence Holder.
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M1A (Set 2)
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4 Aug 2025
CMFAS M1A Exam Question:Which of the following statements regarding a Designated Market-Maker is FALSE?
a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.
b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.
c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.
d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.