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• 

  M1A (Set 2)

  $19.90 Add to cart

   
  4 Feb 2026
  CMFAS M1A Mock Question:

  Which of the following statements regarding a Designated Market-Maker is FALSE?

  a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.

  b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.

  c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.

  d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.

• 

  M5 (Set 2)

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  4 Feb 2026
  CMFAS M5 Mock Question:

  A financial adviser must disclose all of the following except:

  a) any lien imposed on a life policy.

  b) the bid and offer prices of a collective investment scheme with a single pricing scheme.

  c) the risk factors that may result in the benefits payable to be less than that illustrated in the benefit illustration.

  d) whether the units of a collective investment scheme will be priced on a historical or forward basis.

• 

  M6A (Set 2)

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  4 Feb 2026
  CMFAS M6A Mock Question:

  Which of the following occurs in an interest rate swap?

  a) Net interest payments are made and the notional principal is swapped.

  b) Net interest payments are made.

  c) Notional principal is returned.

  d) Net notional principal is swapped.

• 

  M5 (Set 1)

  $19.90 Add to cart

   
  4 Feb 2026
  CMFAS M5 Mock Question:

  Which of the following statements regarding Financial Advisers is NOT true?

  a) A financial adviser who provides financial advisory service in respect of securities has to maintain a register of its interest in securities.

  b) A financial adviser can withdraw monies related to a contract of insurance
  from a bank account maintained by it.

  c) A financial adviser can disclose to its clients any information on past performance in relation to a Collective Investment Scheme based on the simulated results of a hypothetical Collective Investment Scheme.

  d) A financial adviser can make comparisons of the past performance of a Collective Investment Scheme with that of another Collective Investment Scheme to a client.