Showing 17–32 of 65 results
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Health Insurance (Set 1)
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4 Aug 2025
Health Insurance Exam Question:Which of the following statements is TRUE regarding critical illness insurance?
a) A Critical Illness rider acquires cash value.
b) A Critical Illness rider is automatically terminated once the basic policy is surrendered.
c) Critical Illness coverage will terminate at a specified age.
d) Critical Illness coverage can be issued on a stand-alone basis.
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Health Insurance (Set 2)
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4 Aug 2025
Health Insurance Exam Question:The extra premium to be paid in order to compensate for the additional risk involved in insurance is known as:
a) Surcharge
b) Escalation
c) Loading
d) Proration
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M1A (Set 1)
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4 Aug 2025
CMFAS M1A Exam Question:A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:
a) was allowed by the CMS Licence Holder.
b) was advised by the CMS Licence Holder.
c) was not solicited by the CMS Licence Holder.
d) was not incited by the CMS Licence Holder.
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M1A (Set 2)
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4 Aug 2025
CMFAS M1A Exam Question:Which of the following statements regarding a Designated Market-Maker is FALSE?
a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.
b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.
c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.
d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.
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M1B (Set 1)
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4 Aug 2025
CMFAS M1B Exam Question:A person who is aware of an investigation regarding a money laundering case and discloses to any other person information which is likely to prejudice the investigation is guilty of a:
a) money laundering offence.
b) tipping-off offence.
c) suspicious transaction reporting (STR) offence.
d) failure to comply with Production Order offence.
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M1B (Set 2)
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4 Aug 2025
CMFAS M1B Exam Question:Which stage of the money laundering process refers to the creation of financial transactions designed to disguise the audit trail of money laundering?
a) Placement stage
b) Layering stage
c) Integration stage
d) Transfer stage
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M1B M6A BCP PGI HI M8A
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M2A (Set 1)
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4 Aug 2025
CMFAS M2A Exam Question:In order to qualify for Negotiated Large Trades (NLTs), the minimum volume threshold must be met for:
a) at least one of the legs of the futures contract.
b) at least 50% of the legs of the futures contract.
c) at least 80% of the legs of the futures contract.
d) all legs of the futures contract.
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M2A (Set 2)
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4 Aug 2025
CMFAS M2A Exam Question:The difference between the expected price of a trade and the actual price at which the trade is executed is known as:
a) differential.
b) slippage.
c) spread.
d) price discrepancy.
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M3 (Set 1)
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4 Aug 2025
CMFAS M3 Exam Question:An individual who is engaged in central dealing for funds managed by related entities of a Licensed Fund Managed Company (LFMC) can be any of the following types of representatives except:
a) appointed representatives
b) external representatives
c) provisional representatives
d) temporary representatives
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M3 (Set 2)
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4 Aug 2025
CMFAS M3 Exam Question:Which of the following is NOT a criteria for Fund Managed Companies (FMCs) to meet?
a) An FMC should ensure that the minimum competency requirements are met.
b) An FMC should satisfy MAS that its shareholders, directors, representatives and employees, as well as the FMC itself, are fit and proper.
c) An FMC carrying out fund management on behalf of any customer other than an accredited or institutional investor does not need to meet the base capital thresholds.
d) An FMC should have in place compliance arrangements that are commensurate with the nature, scale and complexity of its business.
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M4A (Set 1)
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4 Aug 2025
CMFAS M4A Exam Question:If a trust structure is used for a bond issuance, which of the following entities will make interest payments to bondholders?
a) Fiscal agent
b) Trustee
c) Principal paying agent
d) Lead Manager
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M4A (Set 2)
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4 Aug 2025
CMFAS M4A Exam Question:Which of the following statements regarding plain vanilla bonds offered under the Seasoning Framework is false?
a) Its interest payments cannot be deferred.
b) It must have a fixed interest rate.
c) It must have a fixed term.
d) It must repay the principal at the end of the term.
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M5 (Set 1)
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4 Aug 2025
CMFAS M5 Exam Question:Which of the following statements regarding Financial Advisers is NOT true?
a) A financial adviser who provides financial advisory service in respect of securities has to maintain a register of its interest in securities.
b) A financial adviser can withdraw monies related to a contract of insurance
from a bank account maintained by it.c) A financial adviser can disclose to its clients any information on past performance in relation to a Collective Investment Scheme based on the simulated results of a hypothetical Collective Investment Scheme.
d) A financial adviser can make comparisons of the past performance of a Collective Investment Scheme with that of another Collective Investment Scheme to a client.
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M5 (Set 2)
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4 Aug 2025
CMFAS M5 Exam Question:A financial adviser must disclose all of the following except:
a) any lien imposed on a life policy.
b) the bid and offer prices of a collective investment scheme with a single pricing scheme.
c) the risk factors that may result in the benefits payable to be less than that illustrated in the benefit illustration.
d) whether the units of a collective investment scheme will be priced on a historical or forward basis.
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M5 M9 M9A
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