CACS Paper 1 (Set 1)
$19.90
4 Feb 2026
CACS Paper 1 Mock Question:
A Covered Person of a Covered Entity is not allowed to be an appointed representative of more than one principal:
a) unless their principals are related corporations.
b) unless they work in a specialised unit serving High Net Worth Individuals (HNWIs) only.
c) unless they solely conduct venture capital fund management.
d) under all circumstances.
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CACS Paper 1 (Set 2)
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4 Feb 2026
CACS Paper 1 Mock Question:Shares of a Private Trust Company (PTC) held by a Purpose Trust are ultimately owned by the:
a) Company Directors
b) Trustee
c) Settlor
d) There is no ultimate owner of the shares
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M1A (Set 2)
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4 Feb 2026
CMFAS M1A Mock Question:Which of the following statements regarding a Designated Market-Maker is FALSE?
a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.
b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.
c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.
d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.
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BCP Set A
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4 Feb 2026
BCP Mock Question:Which of the following statements about ‘common law’ is NOT TRUE?
a) It is sometimes called ‘unwritten law’.
b) It consists of generally accepted rules and requirements that a civilized society will consider automatic.
c) It can be modified or abolished by statute law.
d) It cannot be modified by the mutual agreement of parties to a contract.
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M5 (Set 1)
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4 Feb 2026
CMFAS M5 Mock Question:Which of the following statements regarding Financial Advisers is NOT true?
a) A financial adviser who provides financial advisory service in respect of securities has to maintain a register of its interest in securities.
b) A financial adviser can withdraw monies related to a contract of insurance
from a bank account maintained by it.c) A financial adviser can disclose to its clients any information on past performance in relation to a Collective Investment Scheme based on the simulated results of a hypothetical Collective Investment Scheme.
d) A financial adviser can make comparisons of the past performance of a Collective Investment Scheme with that of another Collective Investment Scheme to a client.
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M1A (Set 1)
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4 Feb 2026
CMFAS M1A Mock Question:A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:
a) was allowed by the CMS Licence Holder.
b) was advised by the CMS Licence Holder.
c) was not solicited by the CMS Licence Holder.
d) was not incited by the CMS Licence Holder.
