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d) Deals done at off-market rates may be used as a means to conceal profit or loss, or to perpetuate a fraud.
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M1A (Set 1)
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CMFAS M1A Mock Question:A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:
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CMFAS M6 Mock Question:Which of the following types of equity securities has the lowest risk?
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