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• 

  M1A (Set 1)

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  4 Feb 2026
  CMFAS M1A Mock Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.

• 

  M1A (Set 2)

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  4 Feb 2026
  CMFAS M1A Mock Question:

  Which of the following statements regarding a Designated Market-Maker is FALSE?

  a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.

  b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.

  c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.

  d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.

• 

  M5 (Set 1)

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  4 Feb 2026
  CMFAS M5 Mock Question:

  Which of the following statements regarding Financial Advisers is NOT true?

  a) A financial adviser who provides financial advisory service in respect of securities has to maintain a register of its interest in securities.

  b) A financial adviser can withdraw monies related to a contract of insurance
  from a bank account maintained by it.

  c) A financial adviser can disclose to its clients any information on past performance in relation to a Collective Investment Scheme based on the simulated results of a hypothetical Collective Investment Scheme.

  d) A financial adviser can make comparisons of the past performance of a Collective Investment Scheme with that of another Collective Investment Scheme to a client.

• 

  CGI Set B

  $14.90 Add to cart

   
  4 Feb 2026
  ComGI Mock Question:

  Which of the following terms correctly describes a situation where an individual who is liable for an accident is under the control of some other person or organization, and who, therefore, transfers liability to that party in control?

  a) Strict Liability

  b) Absolute Liability

  c) Vicarious liability

  d) Negligence