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  M8, M8A, CGI Set A, CGI Set B

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  M5 (Set 2)

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  4 Feb 2026
  CMFAS M5 Mock Question:

  A financial adviser must disclose all of the following except:

  a) any lien imposed on a life policy.

  b) the bid and offer prices of a collective investment scheme with a single pricing scheme.

  c) the risk factors that may result in the benefits payable to be less than that illustrated in the benefit illustration.

  d) whether the units of a collective investment scheme will be priced on a historical or forward basis.

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  M1A (Set 2)

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  4 Feb 2026
  CMFAS M1A Mock Question:

  Which of the following statements regarding a Designated Market-Maker is FALSE?

  a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.

  b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.

  c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.

  d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.

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  M1A (Set 1)

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  4 Feb 2026
  CMFAS M1A Mock Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.