M6 (Set 1)
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4 Feb 2026
CMFAS M6 Mock Question:
Which of the following types of equity securities has the lowest risk?
a) Ordinary shares
b) Non-ordinary shares
c) Non-voting shares
d) Preference shares
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M6 (Set 2)
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4 Feb 2026
CMFAS M6 Mock Question:Which of the following statements regarding Convertible Bonds is FALSE?
a) They have greater appreciation potential than corporate bonds.
b) They are less vulnerable to losses if the issuer defaults compared to corporate bonds.
c) Holders of convertible bonds have a lower priority to claim the issuing company’s assets than investors in corporate bonds.
d) They typically offer lower yields than corporate bonds.
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FMRP (Set 2)
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4 Feb 2026
FMRP Mock Question:Which of the following actions cannot be taken when a Broker cannot substantiate his quotation on an Interest Rate Swap?
a) The Broker should close the deal at the next available price and settle the difference.
b) In the absence of prior arrangements, differences are payable on spot date.
c) The Broker can settle the difference by sending a cheque for the amount to the Principal.
d) Principals can request that the deal be contracted at the original rate instead of receiving a settlement of the difference.
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M1A (Set 1)
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4 Feb 2026
CMFAS M1A Mock Question:A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:
a) was allowed by the CMS Licence Holder.
b) was advised by the CMS Licence Holder.
c) was not solicited by the CMS Licence Holder.
d) was not incited by the CMS Licence Holder.
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M3 (Set 2)
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4 Feb 2026
CMFAS M3 Mock Question:Which of the following is NOT a criteria for Fund Managed Companies (FMCs) to meet?
a) An FMC should ensure that the minimum competency requirements are met.
b) An FMC should satisfy MAS that its shareholders, directors, representatives and employees, as well as the FMC itself, are fit and proper.
c) An FMC carrying out fund management on behalf of any customer other than an accredited or institutional investor does not need to meet the base capital thresholds.
d) An FMC should have in place compliance arrangements that are commensurate with the nature, scale and complexity of its business.
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CGI Set B
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4 Feb 2026
ComGI Mock Question:Which of the following terms correctly describes a situation where an individual who is liable for an accident is under the control of some other person or organization, and who, therefore, transfers liability to that party in control?
a) Strict Liability
b) Absolute Liability
c) Vicarious liability
d) Negligence