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  M1B (Set 2)

  $19.90 Add to cart

   
  4 Aug 2025
  CMFAS M1B Exam Question:

  Which stage of the money laundering process refers to the creation of financial transactions designed to disguise the audit trail of money laundering?

  a) Placement stage

  b) Layering stage

  c) Integration stage

  d) Transfer stage

• 

  M1A (Set 1)

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  4 Aug 2025
  CMFAS M1A Exam Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.

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  M1A (Set 2)

  $19.90 Add to cart

   
  4 Aug 2025
  CMFAS M1A Exam Question:

  Which of the following statements regarding a Designated Market-Maker is FALSE?

  a) All trades done by a Designated Market-Maker in any Specified Securities must be routed through a CMS licence holder.

  b) A person must be registered with SGX-ST as a market-making representative to receive and execute orders on behalf of the Designated Market-Maker.

  c) A Designated Market-Maker must submit periodic returns as SGX-ST requires.

  d) A CMS licence holder must not execute a contract on SGX-ST unless it is qualified by a Clearing Member.

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  M5 M9 M9A

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