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• 

  M1A (Set 1)

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  4 Feb 2026
  CMFAS M1A Mock Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.

• 

  M6A (Set 1)

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  4 Feb 2026
  CMFAS M6A Mock Question:

  Which of the following types of orders is filled immediately at the best possible price?

  a) Limit Order

  b) Market Order

  c) Stop Order

  d) Market-if-Touched Order

• 

  M3 (Set 2)

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  4 Feb 2026
  CMFAS M3 Mock Question:

  Which of the following is NOT a criteria for Fund Managed Companies (FMCs) to meet?

  a) An FMC should ensure that the minimum competency requirements are met.

  b) An FMC should satisfy MAS that its shareholders, directors, representatives and employees, as well as the FMC itself, are fit and proper.

  c) An FMC carrying out fund management on behalf of any customer other than an accredited or institutional investor does not need to meet the base capital thresholds.

  d) An FMC should have in place compliance arrangements that are commensurate with the nature, scale and complexity of its business.

• 

  M3 (Set 1)

  $19.90 Add to cart

   
  4 Feb 2026
  CMFAS M3 Mock Question:

  An individual who is engaged in central dealing for funds managed by related entities of a Licensed Fund Managed Company (LFMC) can be any of the following types of representatives except:

  a) appointed representatives

  b) external representatives

  c) provisional representatives

  d) temporary representatives