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  M3 (Set 2)

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  4 Feb 2026
  CMFAS M3 Mock Question:

  Which of the following is NOT a criteria for Fund Managed Companies (FMCs) to meet?

  a) An FMC should ensure that the minimum competency requirements are met.

  b) An FMC should satisfy MAS that its shareholders, directors, representatives and employees, as well as the FMC itself, are fit and proper.

  c) An FMC carrying out fund management on behalf of any customer other than an accredited or institutional investor does not need to meet the base capital thresholds.

  d) An FMC should have in place compliance arrangements that are commensurate with the nature, scale and complexity of its business.

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  FMRP (Set 2)

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  4 Feb 2026
  FMRP Mock Question:

  Which of the following actions cannot be taken when a Broker cannot substantiate his quotation on an Interest Rate Swap?

  a) The Broker should close the deal at the next available price and settle the difference.

  b) In the absence of prior arrangements, differences are payable on spot date.

  c) The Broker can settle the difference by sending a cheque for the amount to the Principal.

  d) Principals can request that the deal be contracted at the original rate instead of receiving a settlement of the difference.

• 

  M1B (Set 1)

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  4 Feb 2026
  CMFAS M1B Mock Question:

  A person who is aware of an investigation regarding a money laundering case and discloses to any other person information which is likely to prejudice the investigation is guilty of a:

  a) money laundering offence.

  b) tipping-off offence.

  c) suspicious transaction reporting (STR) offence.

  d) failure to comply with Production Order offence.

• 

  M1A (Set 1)

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  4 Feb 2026
  CMFAS M1A Mock Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.