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• 

  M1A (Set 1)

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  4 Feb 2026
  CMFAS M1A Mock Question:

  A Capital Market Services (CMS) Licence Holder for dealing in securities can trade on a stock market if it entered into a transaction on behalf of a principal whereby the instruction of the principal:

  a) was allowed by the CMS Licence Holder.

  b) was advised by the CMS Licence Holder.

  c) was not solicited by the CMS Licence Holder.

  d) was not incited by the CMS Licence Holder.

• 

  M1B (Set 1)

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  4 Feb 2026
  CMFAS M1B Mock Question:

  A person who is aware of an investigation regarding a money laundering case and discloses to any other person information which is likely to prejudice the investigation is guilty of a:

  a) money laundering offence.

  b) tipping-off offence.

  c) suspicious transaction reporting (STR) offence.

  d) failure to comply with Production Order offence.

• 

  M5 (Set 1)

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  4 Feb 2026
  CMFAS M5 Mock Question:

  Which of the following statements regarding Financial Advisers is NOT true?

  a) A financial adviser who provides financial advisory service in respect of securities has to maintain a register of its interest in securities.

  b) A financial adviser can withdraw monies related to a contract of insurance
  from a bank account maintained by it.

  c) A financial adviser can disclose to its clients any information on past performance in relation to a Collective Investment Scheme based on the simulated results of a hypothetical Collective Investment Scheme.

  d) A financial adviser can make comparisons of the past performance of a Collective Investment Scheme with that of another Collective Investment Scheme to a client.

• 

  M5 (Set 2)

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  4 Feb 2026
  CMFAS M5 Mock Question:

  A financial adviser must disclose all of the following except:

  a) any lien imposed on a life policy.

  b) the bid and offer prices of a collective investment scheme with a single pricing scheme.

  c) the risk factors that may result in the benefits payable to be less than that illustrated in the benefit illustration.

  d) whether the units of a collective investment scheme will be priced on a historical or forward basis.