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  M5 (Set 2)

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  4 Aug 2025
  CMFAS M5 Exam Question:

  A financial adviser must disclose all of the following except:

  a) any lien imposed on a life policy.

  b) the bid and offer prices of a collective investment scheme with a single pricing scheme.

  c) the risk factors that may result in the benefits payable to be less than that illustrated in the benefit illustration.

  d) whether the units of a collective investment scheme will be priced on a historical or forward basis.

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  M6A (Set 2)

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  4 Aug 2025
  CMFAS M6A Exam Question:

  Which of the following occurs in an interest rate swap?

  a) Net interest payments are made and the notional principal is swapped.

  b) Net interest payments are made.

  c) Notional principal is returned.

  d) Net notional principal is swapped.

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  M1B (Set 2)

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  4 Aug 2025
  CMFAS M1B Exam Question:

  Which stage of the money laundering process refers to the creation of financial transactions designed to disguise the audit trail of money laundering?

  a) Placement stage

  b) Layering stage

  c) Integration stage

  d) Transfer stage

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  M3 (Set 2)

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  4 Aug 2025
  CMFAS M3 Exam Question:

  Which of the following is NOT a criteria for Fund Managed Companies (FMCs) to meet?

  a) An FMC should ensure that the minimum competency requirements are met.

  b) An FMC should satisfy MAS that its shareholders, directors, representatives and employees, as well as the FMC itself, are fit and proper.

  c) An FMC carrying out fund management on behalf of any customer other than an accredited or institutional investor does not need to meet the base capital thresholds.

  d) An FMC should have in place compliance arrangements that are commensurate with the nature, scale and complexity of its business.